Frequently Asked Questions by MFDs and RIAs

    At the outset I would like to thank all of you for appreciating and liking the article so much which was written on 20th August 2020 on Demystifying RIA / MFD Regulations and way forward for MFDs and RIAs.

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    Demystifying RIA/MFD regulations & way forward

    The RIA guidelines issued on 3rd July 2020 have brought an absolute clarity in what can be done by MFD’s and RIA’s respectively. All intermediaries in the Mutual Fund space will therefore have to understand the implications and arrange their affairs to comply with the regulations.

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  • New Era in systematic plans

    Welcome to The New Era in Systematic Plans!

    At Mercury our passion is to build solutions by challenging the existing legacy system, challenging the decades old processes, challenging the tools that are available and of course challenging the terminologies that our industry has become so use to.

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    Welcome to The New Era of Intermediation!

    What more could you have asked to end the financial year 2018-19, by celebrating The Financial Advisor’s Day and on the 1st Day of the new Financial Year you have the New TER structures getting implemented along with a consultation paper by SEBI on SRO.

    Welcome to The New Era of Intermediation!

    A brief history of regulations in last decade and what intermediaries should do?

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